Our client is a national provider of financial planning, with offices across the UK. They are currently recruiting for an experienced Independent Financial Planner to join their team in Chesham. The role comes with an existing book of clients c150 clients on an employed contract.
Based from their Chesham office you will provide clients financial advice and make recommendations on how to best meet their goals. The ideal candidate will be able to research the marketplace on available products and services, identify customers’ needs, design financial strategies and gain commitment from clients to proceed with your recommendations.
Specific Responsibilities:
The key duties of the role are listed below. Due to the nature of the business, the role may also include additional responsibilities considered reasonable:
Provide strategic advice across a variety of financial products and services (Pensions, Investments & Savings, Protection)
Assess client’s financial circumstances, understand their needs and develop a comprehensive financial plan
Make recommendations to clients that meet their goals and ambitions
Cultivate the client base and build relationships
Keep abreast of new industry developments and research the market to ensure that knowledge is current
Keep up to date with financial products and legislation and comply with all industry rules and regulations
Experience & Skills:
The successful candidate needs to be motivated, friendly and professional at all times, and provide impartial and unbiased advice. Excellent time management is a must to ensure appointments are scheduled with realistic time frames.
Key requirements are:
Experience as a Financial Adviser or relevant experience
Accuracy, attention to detail and the ability to explain complex information clearly and simply
Qualified to Level 4 Diploma in Financial Planning as a minimum
Good knowledge of compliance, TCF, Data Protection Act and Anti-Money Laundering requirements
Excellent communication skills and the ability to ask appropriate questions of clients
Good analysis skills, money management skills and planning skills
Should be enthusiastic and willing to assist clients
Ability to manage own workload.
Flexibility/ adaptability to cope with change
Full driving licence and own car essential
Critical knowledge required
Knowledge of FCA rules relating to the financial advice process.
Working knowledge of Compliance
Knowledge of the current market place